![]() ![]() ![]() to criminal prosecution and other regulatory action that could have “material collateral consequences,” the Sept. trading arm - NatWest Markets Securities Inc. The breach could expose the Edinburgh-based bank’s U.S. 30 letter that it had “materially breached” the terms of a 2017 accord that saw the lender pay $44 million in penalties because of alleged “spoofing” trades that are now under investigation, according to a previously unreported filing. prosecutors have told NatWest Group Plc that it is in breach of a non-prosecution agreement as a result of allegedly illicit transactions carried out by a group of former traders.įederal prosecutors in Connecticut told NatWest in an Aug.
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